Valenta Capital Management protocol focuses on helping businesses implement 401(k) and 403(b) Industry Best Practices, working within the structure of the 401(k) plan to provide not only ongoing plan advice and regular, systematic overview of all aspects of the plan structure from head-to-toe, but also offering individualized advice and assistance to 401(k) and 403(b) plan participants. In addition, through Cambridge Investment Research Advisors, Diane Watson also offers 3(38) Fiduciary Guidance to plans, which is one of the highest levels of retirement plan oversight available.

As Independent advisors, Valenta Capital Management will completely analyze the health and welfare of virtually any 401(k) Profit Sharing platform or 403(b) plan to make sure it is “strong and healthy,” adhering to the highest levels of care, including cost control, investment policy structure and ongoing support, Plan Design, Fiduciary Reviews, and Participant Education programs.

On the Wealth Management side, (In addition to working with Business Owners, Plan Sponsors and Human Resources Professionals on the 401(k) Plan Level), Diane works with many High Net Worth Individuals, Business Owners, and Key Employees to also help guide them with their specific planning, including ongoing Portfolio Selection, overall Wealth Management, Business Succession Planning, Retirement Income Planning, and Risk Management.